The Marginalian
The Marginalian

How Pioneering Physicist Lise Meitner Discovered Nuclear Fission, Paved the Way for Women in Science, and Was Denied the Nobel Prize

How Pioneering Physicist Lise Meitner Discovered Nuclear Fission, Paved the Way for Women in Science, and Was Denied the Nobel Prize

In the fall of 1946, a South African little girl aspiring to be a scientist wrote to Einstein and ended her letter with a self-conscious entreatment: “I hope you will not think any the less of me for being a girl!” Einstein responded with words of assuring wisdom that resonate to this day: “I do not mind that you are a girl, but the main thing is that you yourself do not mind. There is no reason for it.”

And yet reasons don’t always come from reason. The history of science, like the history of the world itself, is the history of unreasonable asymmetries of power, the suppressive consequences of which have meant that the comparatively few women who rose to the top of their respective field did so due to inordinate brilliance and tenacity.

Among the most outstanding yet under-celebrated of these pioneering women is the Austrian physicist Lise Meitner (November 7, 1878–October 27, 1968), who led the team that discovered nuclear fission but was excluded from the Nobel Prize for the discovery, and whose story I first encountered in Alan Lightman’s illuminating 1990 book The Discoveries. This diminutive Jewish woman, who had barely saved her own life from the Nazis, was heralded by Einstein as the Marie Curie of the German-speaking world. She is the subject of the excellent biography Lise Meitner: A Life in Physics (public library) by chemist, science historian, and Guggenheim fellow Ruth Lewin Sime.

Lise Meitner, 1906
Lise Meitner, 1906

Meitner was born in Vienna a little more than a year after pioneering astronomer Maria Mitchell, who paved the way for women in science across the Atlantic, admonished the first class of female astronomers: “No woman should say, ‘I am but a woman!’ But a woman! What more can you ask to be?” Although Meitner showed a gift for mathematics from an early age, there was little correlation between aptitude and opportunity for women in 19th-century Europe. At the end of her long life, she would recount, not bitterly but wistfully:

Thinking back to … the time of my youth, one realizes with some astonishment how many problems then existed in the lives of ordinary young girls, which now seem almost unimaginable. Among the most difficult of these problems was the possibility of normal intellectual training.

Sime herself, who spent decades as the only woman at her university department, captures the broader cultural necessity of telling Meitner’s story: “I was known as the woman the all-male chemistry department did not want to hire; under such circumstances one becomes, and remains, a feminist.” She writes of Meitner’s Sisyphean rise to stature:

Her schooling in Vienna ended when she was fourteen, but a few years later, the university admitted women, and she studied physics under the charismatic Ludwig Boltzmann. As a young woman she went to Berlin without the slightest prospects for a future in physics, but again she was fortunate, finding a mentor and friend in Max Planck and a collaborator in Otto Hahn, a chemist just her age. Together Meitner and Hahn made names for themselves in radioactivity, and then in the 1920s Meitner went on, independent of Hahn, into nuclear physics, an emerging field in which she was a pioneer. In the Berlin physics community she was, as Einstein liked to say, “our Marie Curie”; among physicists everywhere, she was regarded as one of the great experimentalists of her day… The painfully shy young woman had become an assertive professor — “short, dark, and bossy,” her nephew would tease — and although at times she was haunted by the insecurity of her youth, she never doubted that physics was worth it.

Illustration of Lise Meitner from Women in Science: 50 Fearless Pioneers Who Changed the World by Rachel Ignotofsky
Illustration of Lise Meitner from Women in Science: 50 Fearless Pioneers Who Changed the World by Rachel Ignotofsky

Meitner never married nor had children and, as far as her personal papers indicate, never had a serious romance. But her life was a full one, warmed by deep human connection — she was an exceptionally devoted friend and surrounded herself with people she cherished, in Meitner’s own words, as “great and lovable personalities” who provided a “magic musical accompaniment” to her life. Above all, she was besotted with science — so much so that she patiently chipped away at and eventually broke through every imaginable obstruction to pursuing her passion.

Meitner conducted her first scientific experiment as a little girl — an application of reason and critical thinking in an empirical defiance of superstition. Sime relays the emblematic incident:

Once, when Lise was still very young, her grandmother warned her never to sew on the Sabbath, or the heavens would come tumbling down. Lise was doing some embroidery at the time and decided to make a test. Placing her needle on the embroidery, she stuck just the tip of it in and glanced anxiously at the sky, took a stitch, waited again, and then, satisfied that there would be no objections from above, contentedly went on with her work. Along with books, summer hikes, and music, a certain rational skepticism was a constant of Lise’s childhood years.

Since her formal schooling had ended at the age of fourteen, Meitner spent a few years repressing her scientific ambitions. But they burned in her with irrepressible ardor. Finally, when Austrian universities began admitting women in 1901, she obtained her high school certification at the age of twenty-three after compressing eight years’ worth of logic, literature, mathematics, Greek, Latin, botany, zoology, and physics into twenty months of study in order to take the examination that would qualify her for university. She received her Ph.D. in 1905, one of a handful of women in the world to have achieved a doctorate in physics by that point.

But when 29-year-old Meitner traveled to Berlin, hoping to study with the great Max Planck, she seemed to have entered a time machine — German universities still had their doors firmly shut to women. She had to ask for a special permission to attend Planck’s lectures.

In the fall of 1907, she met Otto Hahn — a German chemist four months her junior, as interested in radioactivity as she was, and unopposed to working with women. But women were forbidden from entering, much less working at, Berlin’s Chemical Institute, so in order to collaborate, Meitner and Hahn had to work in a former carpentry shop converted into a lab in the basement of the building. Hahn was allowed to climb up the floors, but Meitner was not — a hard fact that fringes on metaphor.

Meitner and Hahn in their basement laboratory, 1913
Meitner and Hahn in their basement laboratory, 1913

The two scientists filled each other’s gaps with their respective aptitudes — Meitner, trained in physics, was a brilliant mathematician who thought conceptually and could design highly original experiments to test her ideas; Hahn, trained in chemistry, excelled at punctilious lab work. Over the thirty years they collaborated, Meitner and Hahn emerged as pioneers in the study of radioactivity. Eventually, Meitner gained independence from Hahn — she published fifty-six papers on her own between 1921 and 1934.

But as her career was taking off, the Nazis began usurping Europe. Meitner and Hahn’s third collaborator, a junior scientist named Fritz Strassmann, had already gotten in trouble for refusing to join Nazi organizations. In 1938, just as the three scientists were performing their most visionary experiments, Nazi troops marched into Austria. Meitner refused to hide her Jewish heritage. Her only remaining option was to leave, but the Nazis had already put anti-Semitic laws in place prohibiting university professors from exiting the country. On July 13, with the help of Hahn and a few other scientist friends, Meitner made a narrow escape across the Dutch border. From Holland, she migrated to Denmark, where she stayed with her friend Niels Bohr. She finally found a permanent home at the Nobel Institute for Physics in Sweden. (Three centuries earlier, Descartes, supreme champion of reason, had also fled to Sweden to avoid the Inquisition after witnessing the trial of Galileo.)

Lise Meitner in 1937
Lise Meitner shortly before her exile

That November, Hahn and Meitner met secretly in Copenhagen to discuss some perplexing results Hahn and Strassmann had obtained: After bombarding the nucleus of a uranium atom (atomic number 92) with a single neutron, they had ended up with the nucleus of radium (atomic number 88), which acted chemically like barium (56), an element with close to half the atomic weight of radium — a seemingly magical transmutation that didn’t make physical sense. That a tiny neutron moving at low speed would destabilize and downright shatter something as robust as an atom, knocking down its atomic number and altering its chemical behavior, seemed as mythic as David taking out Goliath with a slingshot.

At that point, Hahn was one of the world’s best radiochemists and Meitner one of the world’s best physicists. She told him unequivocally that his chemical reaction made no sense on physical grounds and urged him to repeat the experiment.

Meitner herself continued to ponder the perplexity. The epiphany arrived on Christmas day, during a walk with her nephew and collaborator, Otto Robert Frisch. In recounting the occasion in his memoir, Frisch would inadvertently provide the most perfect metaphor for how women make progress in science relative to their male peers:

We walked up and down in the snow, I on skis and she on foot (she said and proved that she could get along just as fast that way).

In making sense of the nonsensical results, Meitner and Frisch came up with what they would call nuclear fission — a word used for the very first time in the seventh paragraph of the paper they published the following month. The notion that a nucleus can split and be transformed into another element was radical — no one had fathomed it before. Meitner had provided the first understanding of how and why this happened.

Illustration from Our Friend the Atom, a 1956 Disney primer on nuclear energy

Nuclear fission would prove to be one of the most powerful — and dangerous — discoveries in the history of humanity, a power that succumbed to our dual capacities for good and evil: It was central to the invention of the deadliest weapon in human history, the atomic bomb. In fact, later in life Meitner was cruelly referred to as “the Jewish mother of the atomic bomb,” even though her discovery was purely scientific, it predated this malevolent application by many years, and once she saw it put into practice to destructive ends, she adamantly refused to work on the bomb. She, like the rest of the world, saw the bomb as a grave turning point for humanity. Years later, she would issue a bittersweet lamentation for the era that ended with its invention:

One could love one’s work and not always be tormented by the fear of the ghastly and malevolent things that people might do with beautiful scientific findings.

The discovery of fission itself was a supreme example of these beautiful scientific findings — a triumph of the human intellect over the mysteries of nature, as well as a testament to interpretation as a creative act. The nonsensical empirical results were Hahn’s, but what extracted meaning from them was Meitner’s interpretation — she had dis-covered, in the proper sense of uncovering something obscured from view, the underlying principle that made sense of the grand perplexity.

Hahn took her groundbreaking insight and ran with it, publishing the discovery without mentioning her name. It is beside the point whether his reasons were personal jealousies or the political cowardice of incensing the Nazi authorities — the point is that Meitner felt deeply betrayed by the injustice. She wrote to her brother Walter:

I have no self confidence… Hahn has just published absolutely wonderful things based on our work together … much as these results make me happy for Hahn, both personally and scientifically, many people here must think I contributed absolutely nothing to it — and now I am so discouraged.

Lise Meitner, 1928
Lise Meitner at age 50

In 1944, the discovery of nuclear fission was awarded the Nobel Prize in Chemistry — to Hahn alone. Sime writes:

The distortion of reality and the suppression of memory are recurrent themes in any study of Nazi Germany and its aftermath. By any normal standard of scientific attribution, there would have been no doubt about Meitner’s role in the discovery of fission. For it is clear from the published record and from private correspondence that this was a discovery to which Meitner contributed from beginning to end — an inherently interdisciplinary discovery that would, without question, have been recognized as such, were it not for the artifact of Meitner’s forced emigration. But nothing about this discovery was untouched by the politics of Germany in 1938. The same racial policies that drove Meitner out of Germany made it impossible for her to be part of Hahn and Strassmann’s publication, and dangerous for Hahn to acknowledge their continuing ties. A few weeks after the discovery was made, Hahn claimed it for chemistry alone; before long, he suppressed and denied not only his hidden collaboration with a “non-Aryan” in exile but the value of nearly everything she had done before as well. It was self-deception, brought on by fear. Hahn’s dishonesty distorted the record of this discovery and almost cost Lise Meitner her place in its history.

Meitner received countless accolades in her lifetime and even had a chemical element, meitnerium, posthumously named after her, but the slight was never righted. Although every imaginable roadblock had been placed before her in pursuing a scientific education, she had survived Nazi persecution, and had endured the anguish of exile, she considered the Nobel omission that most irredeemable sorrow of her life.

Sime writes:

Except for a few brief statements, she did not campaign on her own behalf; she did not write an autobiography, nor did she authorize a biography during her lifetime. Only seldom did she speak of her struggle for education and acceptance, although the insecurity and isolation of her formative years affected her deeply later on. And she almost never spoke of her forced emigration, shattered career, or broken friendships. She would have preferred that the essentials of her life be gleaned from her scientific publications, but she knew that in her case that would not suffice.

[…]

Scientist that she was, she preserved her data. Her rich collection of personal papers, in addition to archival material from other sources, provides the basis for a detailed understanding of her work, her life, and the exceptionally difficult period in which she lived.

Sime considers the more systemic implications of Meitner’s case:

To insist that Meitner contributed nothing to the fission discovery, to imply that Meitner and Frisch had been given an unfair advantage — these were ways of denying that she had been treated unjustly and, in a larger sense, of refusing to confront the injustice and crimes of the Nazi period. Rather than acknowledging that Meitner’s exclusion from fission was political, Hahn and his hangers-on invented spurious scientific reasons for it. Arrogantly, and with misplaced national pride, they denied the injustice, created new injustice — and implicated themselves.

Given the echo chamber of interpretive opinion we call history, Hahn’s view was readily echoed by his followers and, in turn, by generations of journalists and uncritical commentators on the history of science. The Nobel exclusion was the most obvious, but the egregious erasure of Meitner’s legacy didn’t end there. The fission apparatus — the very instrument she had used in her Berlin laboratory to make her discoveries — was on display at Germany’s premiere science museum for thirty-five years without so much as mentioning her name.

This, of course, was far from the last time that a woman was excluded from a Nobel Prize for a discovery she either made or made possible with her significant contribution: There is, perhaps most famously, Jocelyn Bell Burnell’s discovery of pulsars, to say nothing of Vera Rubin, whose confirmation of the existence of dark matter furnished a major leap in our understanding of the universe and yet remains, decades later, bereft of a Nobel. But as physicist and novelist Janna Levin wrote in her excellent NPR op-ed about the foibles of scientific acclaim, “scientists do not devote their lives to the sometimes lonely, agonizing, toilsome investigation of an austere universe because they want a prize.”

Meitner herself articulated the same sentiment in a speech she gave in Vienna at the age of 75:

Science makes people reach selflessly for truth and objectivity; it teaches people to accept reality, with wonder and admiration, not to mention the deep joy and awe that the natural order of things brings to the true scientist.

Lise Meitner late in life (Photograph: Sara Darling)
Lise Meitner late in life (Photograph: Sara Darling)

Meitner died peacefully in her sleep on October 27, 1968, days before her ninetieth birthday. Otto Robert, one of her dearest friends, chose the inscription for her headstone:

Lise Meitner: a physicist who never lost her humanity.

Complement the intensely interesting and important Lise Meitner: A Life in Physics with pioneering astrophysicist Vera Rubin on what it’s like to be a woman in science, Margot Lee Shetterly on the untold story of the black women mathematicians who powered space exploration, and this illustrated homage to trailblazing women in science.

BP

Sleep and the Meaning of Life: Fernando Pessoa on the Existential Dimension of the Horizontal Hours

Sleep and the Meaning of Life: Fernando Pessoa on the Existential Dimension of the Horizontal Hours

One of the most important things I have learned about living is that, in any life of purpose and creative vitality, you must be as religious and disciplined about your sleep as about your work. And yet one of the great self-betrayals of our culture is the way it wears the lack of sleep as a badge of honor on the lapel of the ego of achievement — the cult of productivity gone past the sacrifice of presence, sacrificing even that precious nightly absence of conscious thought and metabolic urgency necessary to recover, to reset, to recalibrate so that we may begin again, in the deepest sense, in the new day.

Trouble sleeping both troubles living and signals a troubled life — because sleep is how most of the body’s physical systems recover; because, ever since evolution invented REM in the bird brain, it has been helping us regulate our negative emotions; because sleep goes beyond the physical, the mental, and the emotional to touch the existential.

No one has written more passionately or more perceptively about that existential dimension of sleep than the Portuguese poet and philosopher Fernando Pessoa (June 13, 1888–November 30, 1935) throughout The Book of Disquiet (public library) — the posthumously published masterpiece that also gave us Pessoa on how to be a good explorer in the lifelong expedition to yourself, the trouble with love, and how to unself into who you really are.

Pessoa recognizes that, more than a biological impediment, all those unsolved disquietudes and subtle estrangements from ourselves that keep the eyelids from closing the curtain on the day are emissaries of our existential angst. Wrestling with his own, he writes:

I’m going to life’s bed wide awake, unaccompanied and without peace, in the ebb and flow of my confused consciousness, like two tides in the black night where the destinies of nostalgia and desolation meet.

While Kafka is reverencing the creative power of insomnia a dozen degrees of latitude north, Pessoa discovers in his sleeplessness a strange metaphysical power:

The clock in the back of the deserted house (everyone’s sleeping) slowly lets the clear quadruple sound of four o’clock in the morning fall. I still haven’t fallen asleep, and I don’t expect to. There’s nothing on my mind to keep me from sleeping and no physical pain to prevent me from relaxing, but the dull silence of my strange body just lies there in the darkness, made even more desolate by the feeble moonlight of the street lamps. I’m so sleepy I can’t even think, so sleepless I can’t feel. Everything around me is the naked, abstract universe, consisting of nocturnal negations. Divided between tired and restless, I succeed in touching — with the awareness of my body — a metaphysical knowledge of the mystery of things.

Illustration by Tom Seidmann-Freud from David the Dreamer: His Book of Dreams, 1922.

The portal into that mystery, Pessoa realizes, is the cessation of selfing that marks waking life:

To cease, to sleep, to replace this intermittent consciousness with better, melancholy things, whispered in secret to someone who doesn’t know me! … To cease, to be the ebb and flow of a vast sea, fluidly skirting real shores, on a night in which one really sleeps! … To cease, to be unknown and external, a swaying of branches in distant rows of trees, a gentle falling of leaves, their sound noted more than their fall, the ocean spray of far-off fountains, and all the uncertainty of parks at night, lost in endless tangles, natural labyrinths of darkness! … To cease, to end at last, but surviving as something else: the page of a book, a tuft of dishevelled hair, the quiver of the creeping plant next to a half-open window, the irrelevant footsteps in the gravel of the bend, the last smoke to rise from the village going to sleep, the wagoner’s whip left on the early morning roadside… Absurdity, confusion, oblivion — everything that isn’t life…

Behind me, on the other side of where I’m lying down, the silence of the house touches infinity.

Art by Ishita Jain from Midnight Motorbike — a South Indian lullaby for the sleepless

It is sleep, Pessoa comes to believe, that most readily allows us to empty ourselves of our selves and touch the infinite:

There are moments when the emptiness of feeling oneself live attains the consistency of a positive thing. In the great men of action, namely the saints, who act with all of their emotion and not just part of it, this sense of life’s nothingness leads to the infinite. They crown themselves with night and the stars, and anoint themselves with silence and solitude. In [them] the same feeling leads to the infinitesimal; sensations are stretched, like rubber bands, to reveal the pores of their slack, false continuity… And in these moments both types of men love sleep, as much as the common man who doesn’t act and doesn’t not act, being a mere reflection of the generic existence of the human species. Sleep is fusion with God, Nirvana, however it be called. Sleep is the slow analysis of sensations, whether used as an atomic science of the soul or left to doze like a music of our will, a slow anagram of monotony.

Pessoa eventually experiences one such moment himself — a moment of profound unselfing, on the other side of which he comes to feel that one is most awake to life, to its essence and its mystery, when asleep:

It was just a moment, and I saw myself. I can no longer even say what I was. And now I’m sleepy, because I think — I don’t know why — that the meaning of it all is to sleep.

Illustration by Judith Clay from Thea’s Tree

This may be so because meaning is so often muddled by interpretation, but sleep disables the whipping hand of the analytical mind, quells all the rationalizations that pass for reason, returns us to a state of pure being before the storying of identities and opinions. Pessoa writes:

When asleep we all become children again. Perhaps because in the state of slumber we can do no wrong and are unconscious of life, the greatest criminal and the most self-absorbed egotist are holy, by a natural magic, as long as they’re sleeping.

[…]

All life is a dream. No one knows what he’s doing, no one knows what he wants, no one knows what he knows. We sleep our lives, eternal children of Destiny. That’s why, whenever this sensation rules my thoughts, I feel an enormous tenderness that encompasses the whole of childish humanity, the whole of sleeping society, everyone, everything.

Art by Maurice Sendak from Where the Wild Things Are
BP

Carl Jung on Creativity

Carl Jung on Creativity

The question of what it takes to create — to make something of beauty and substance that touches other lives across space and time — is one of the deepest, oldest questions, perhaps because the answer to it is so unbearably simple: everything. We bring everything we are and everything we have lived to every smallest creative act — every experience, every dream, every memory, every unremembered impression, every unconsciously absorbed influence. The great bewilderment is that we can only access a fraction of our own everythingness — most of it dwells in the recesses of the mind and the psyche, below the level of our surface awareness. Creativity is the periscope through which the unconscious looks out onto the world and renders what it sees. The rendering is what we call art, and it is as much a picture of the seer as of the seen.

In the middle of the world’s most destructive war, Carl Jung took up this elemental mystery of the creative spirit in a chapter of his 1939 book Modern Man in Search of a Soul (public library).

Living in that liminal epoch between the age of mysticism, when creativity was considered a divine gift superintended by muses and shamans, and the age of science, which aimed its forceps and fMRIs at regions of the brain hoping to locate the mind and microscopize the soul, Jung believed that “the human psyche is the womb of all the sciences and arts,” that the unconscious is “the necessary undercurrent of all creativity,” and that to understand how a work of art comes into being is to behold “the warp and weft of the mind in all its amazing intricacy.” Though rigorous and systematic in his approach, he was never seduced by the reductionism science often tends toward, including his own young science of psychology, once writing to a colleague:

The creative imagination is the only primordial phenomenon accessible to us, the real Ground of the psyche, the only immediate reality… All other realities are derived from and indirectly revealed by it, actually with the artificial aid named science.

Carl Jung

Long before psychologist Jerome Bruner itemized the six pillars of creativity and neurologist Oliver Sacks contemplated its three essential elements, Jung foregrounds his perspective with a lucid caveat about the limitations of reason in comprehending the unconscious. In a sentiment evocative of Virginia Woolf’s astute observation that “one can’t write directly about the soul [because] looked at, it vanishes,” Jung writes:

The creative aspect of life, which finds its clearest expression in art, baffles all attempts at rational formation. Any reaction to stimulus may be causally explained; but the creative act, which is the absolute antithesis of mere reaction, will forever elude the human understanding. It can only be described in its manifestations; it can be obscurely sensed, but never wholly grasped.

Jung approaches this acausal mystery of creativity by delineating two distinct modes of creation — the psychological and the visionary — each drawing on different aspects of existence and making different demands on us. He considers the first:

The psychological mode deals with materials drawn from the realm of human consciousness — for instance, with the lessons of life, with emotional shocks, the experience of passion and the crises of human destiny in general — all of which go to make up the conscious life of man, and his feeling life in particular. This material is psychically assimilated by the poet, raised from the commonplace to the level of poetic experience, and given an expression which forces the reader to greater clarity and depth of human insight by bringing fully into his consciousness what he ordinarily evades and overlooks or senses only with a feeling of dull discomfort. The poet’s work is an interpretation and illumination of the contents of consciousness, of the ineluctable experiences of human life with its eternally recurrent sorrow and joy. He leaves nothing over for the psychologist… Such themes go to make up the lot humankind; they repeat themselves millions of times… No obscurity whatever surrounds them, for they fully explain themselves.

Jung contrasts this with the visionary mode of creation, in which the conditions are reversed:

[In the visionary mode] the experience that furnishes the material for artistic expression is no longer familiar. It is a strange something that derives its existence from the hinterland of man’s mind — that suggests the abyss of time separating us from pre-human ages, or evokes a super-human world of contrasting light and darkness. It is a primordial experience which surpasses man’s understanding, and to which he is therefore in danger of succumbing. The value and the force of the experience are given by its enormity. It arises form timeless depths… that in every way exceed the grasp of human feeling and comprehension [which] makes quite other demands upon the powers of the artist than do the experiences of the foreground of life. These never rend the curtain that veils the cosmos; they never transcend the bounds of the humanly possible, and for this reason are readily shaped to the demands of art, no matter how great a shock to the individual they may be. But the primordial experiences rend from top to bottom the curtain upon which is painted the picture of an ordered world, and allow a glimpse into the unfathomed abyss of what has not yet become.

One of Antoine de Saint-Exupéry’s original watercolors for The Little Prince

While the psychological mode reflects and reckons with the realities of everyday life, the visionary mode is closer to the realm of dreams, which Jung considered “eclipses of consciousness” — those bewilderments that confuse our sense of reality and beckon interpretation, the way a great poem might, effecting “the frightening revelation of abysses that defy the human understanding.” He writes:

In dealing with the psychological mode of artistic creation, we never need ask ourselves what the material consists of or what it means. But this question forces itself upon us as soon as we come to the visionary mode of creation. We are astonished, taken aback, confused, put on our guard or even disgusted — and we demand commentaries and explanations. We are reminded in nothing of everyday, human life, but rather of dreams, nighttime fears and dark recesses of the mind that we sometimes sense with misgiving.

[…]

A great work of art is like a dream; for all its apparent obviousness it does not explain itself and is never unequivocal. A dream never says: “You ought,” or: “This is the truth.” It presents an image in much the same way as nature allows a plant to grow, and we must draw our own conclusions.

Illustration by Tom Seidmann-Freud from David the Dreamer: His Book of Dreams, 1922.

The psychological mode of creation concerns itself with an overt rendering of human emotion as we know it and experience it, but the visionary reaches beyond the horizon of our self-knowledge and into those depths that only the tendrils of our intuitions every touch. Because what we find there may so alarm us, may so contradict our conscious self-image, we tend to doubt our discoveries and retreat behind “the armor of reason” to dismiss them. Jung writes:

Human passion falls within the sphere of conscious experience, while the subject of the vision lies beyond it. Through our feelings we experience the known, but our intuitions point to things that are unknown and hidden — that by their very nature are secret. If ever they become conscious, they are intentionally kept back and concealed, for which reason they have been regarded from earlier times as mysterious, uncanny, and deceptive.

Holding up the poet in that Baldwinian sense (“The poets (by which I mean all artists),” Baldwin wrote, “are finally the only people who know the truth about us. Soldiers don’t. Statesmen don’t… Only poets.”), Jung adds:

In our midst, the poet now and then catches sight of the figures that people the night-world — the spirits, demons and gods. He knows that a purposiveness out-reaching human ends is the life-giving secret for man; he has a presentiment of incomprehensible happenings in the pleroma.

Art from An Almanac of Birds: 100 Divinations for Uncertain Days, also available as a stand-alone print.

It is not only great artists, he observes, who can access those hidden places but also “the seers, prophets, leaders and enlighteners.” A year after science split the atom and a century before it began intimating that consciousness may be as old as the universe and fundamental to it, Jung writes:

Is there something more purposeful than electrons? Do we delude ourselves in thinking that we possess and command our own souls? And is that which science calls the “psyche” not merely a question-mark arbitrarily confined within the skull, but rather a door that opens upon the human world from a world beyond, now and again allowing strange and unseizable potencies to act upon man and to remove him, as if upon the wings of the night, from the level of common humanity to that of a more than personal vocation?

That more-than-personal aspect of visionary work is what Jung calls “the collective unconscious.” It is where his views began to radically diverge from those of Freud, who had once been his mentor. Opposing Freud’s conception of creativity as the product of purely personal forces and experiences, particularly traumatic experiences early in life and the subsequent neuroses they produce, Jung came to see such “reductive analysis” as “the most virulent poison imaginable for the attitude of the artist and the creative person in general.” Instead, he insisted that although all artistic creation draws on the personal experience of the artist — “the pregnant chaos” inside that defies “our picture of a well-ordered cosmos” — it is at bottom impersonal because its raw material is the collective unconscious:

Great poetry draws its strength from the life of mankind, and we completely miss its meaning if we try to derive it from personal factors. Whenever the collective unconscious becomes a living experience and is brought to bear upon the conscious outlook of an age, this event is a creative act which is of importance to everyone living in that age. A work of art is produced that contains what may truthfully be called a message to generations… Every period has its bias, its particular prejudice and its psychic ailment. An epoch is like an individual; it has its own limitations of conscious outlook, and therefore requires a compensatory adjustment. This is effected by the collective unconscious in that a poet, a seer or a leader allows himself to be guided by the unexpressed desire of his times and shows the way, by word or deed, to the attainment of that which everyone blindly craves and expects — whether this attainment results in good or evil, the healing of an epoch or its destruction.

The creative person, therefore, is always living with the paradox of being a person and being an impersonal channel for the mystery beyond. Jung writes:

Every creative person is a duality or a synthesis of contradictory aptitudes. On the one side he is a human being with a personal life, while on the other side he is an impersonal, creative process… Art is a kind of innate drive that seizes a human being and makes him its instrument. The artist is not a person endowed with free will who seeks his own ends, but one who allows art to realize its purpose through him. As a human being he may have moods and a will and personal aims, but as an artist he is “man” in a higher sense — he is “collective man” — one who carries and shapes the unconscious, psychic life of mankind.

Art by Dorothy Lathrop, 1922. (Available as a print and as stationery cards.)

Although Jung detested the myth of the tortured genius — he called the idea that suffering is essential for creation “a failure and a bungling,” “part of the general lunacy of our time” — he recognized that there is inherent suffering in the creative life itself, for the psyche is sundered by this tension between the personal and the impersonal:

The artist’s life cannot be otherwise than full of conflicts, for two forces are at war within him — on the one hand the common human longing for happiness, satisfaction and security in life, and on the other a ruthless passion for creation which may go so far as to override every personal desire…. A person must pay dearly for the divine gift of creative fire [because] each of us [is] endowed at birth with a certain capital of energy [and] a special ability means a heavy expenditure of energy in a particular direction, with a consequent drain from some other side of life.

[…]

Whenever the creative force predominates, human life is ruled and moulded by the unconscious as against the active will, and the conscious ego is swept along on a subterranean current, behind nothing more than a helpless observer.

From this arises a sobering antidote to the current moral fashion of renouncing works of art because the artist’s personal life has been found wanting by our current moral standards. Jung writes:

The secret of artistic creation and of the effectiveness of art is to be found in a return to… that level of experience at which it is man who lives, and not the individual, and at which the weal or woe of a single human being does not count, but only human existence. This is why every great work of art is objective and impersonal, but none the less profoundly moves us each and all. And this is also why the personal life of the poet cannot be held essential to but at most a his art — but at most a help or a hindrance to his creative task.

Illustration by Margaret C. Cook for a rare 1913 edition of Leaves of Grass. (Available as a print.)

Jung adapted this chapter on creativity in Modern Man in Search of a Soul (public library) from an essay he had published a decade earlier in an obscure journal that had left him feeling defeated by the signal-to-noise ratio of the social media of his time: “These days the voice of the single individual is almost completely drowned out in the chaos of newspapers and the flood of books,” he had then lamented in a letter to a colleague, not knowing that he himself would become one of the great visionaries to touch the life of humankind for epochs to come — assurance for all the half-defeated visionaries languishing in some quiet Substack, their voices muffled by the noise of now but bound to bellow into the centuries.

Couple with a glimpse inside the creative process of great artists, then revisit Jung on how to navigate uncertainty, Mary Oliver on the “third self” of the creative life, and Gary Snyder on how to harness the creative force.

BP

What Birds Dream About: The Evolution of REM and How We Practice the Possible in Our Sleep

This essay originally appeared in The New York Times

I once dreamed a kiss that hadn’t yet happened. I dreamed the angle at which our heads tilted, the fit of my fingers behind her ear, the exact pressure exerted on the lips by this transfer of trust and tenderness.

Freud, who catalyzed the study of dreams with his foundational 1899 treatise, would have discounted this as a mere chimera of the wishful unconscious. But what we have since discovered about the mind — particularly about the dream-rich sleep state of rapid-eye movement, or REM, unknown in Freud’s day — suggests another possibility for the adaptive function of these parallel lives in the night.

Yellow-crowned night heron “divination” from An Almanac of Birds: 100 Divinations for Uncertain Days, also available as a stand-alone print.

One cold morning not long after the kiss dream, I watched a young night heron sleep on a naked branch over the pond in Brooklyn Bridge Park, head folded into chest, and found myself wondering whether birds dream.

The recognition that nonhuman animals dream dates at least as far back as the days of Aristotle, who watched a sleeping dog bark and deemed it unambiguous evidence of mental life. But by the time Descartes catalyzed the Enlightenment in the 17th century, he had reduced other animals to mere automatons, tainting centuries of science with the assumption that anything unlike us is inherently inferior.

In the 19th century, when the German naturalist Ludwig Edinger performed the first anatomical studies of the bird brain and discovered the absence of a neocortex — the more evolutionarily nascent outer layer of the brain, responsible for complex cognition and creative problem-solving — he dismissed birds as little more than Cartesian puppets of reflex. This view was reinforced in the 20th century by the deviation, led by B.F. Skinner and his pigeons, into behaviorism — a school of thought that considered behavior a Rube Goldberg machine of stimulus and response governed by reflex, disregarding interior mental states and emotional response.

Archaeopteryx specimen, Natural History Museum, Berlin. (Photograph: H. Raab)

In 1861, just two years after Darwin’s publication of On the Origin of Species, a fossil was discovered in Germany with the tail and jaws of a reptile and the wings and wishbone of a bird, sparking the revelation that birds had evolved from dinosaurs. We have since learned that, although birds and humans haven’t shared a common ancestor in more than 300 million years, a bird’s brain is much more similar to ours than to a reptile’s. The neuron density of its forebrain — the region engaged with planning, sensory processing, and emotional responses, and on which REM sleep is largely dependent — is comparable to that of primates. At the cellular level, a songbird’s brain has a structure, the dorsal ventricular ridge, similar to the mammalian neocortex in function if not shape. (In pigeons and barn owls, the DVR is structured like the human neocortex, with both horizontal and vertical neural circuitry.)

Art by Jackie Morris from The Lost Spells

Still, avian brains are also profoundly other, capable of feats unimaginable to us, especially during sleep: Many birds sleep with one eye open, even during flight. Migrating species that traverse immense distances at night, like the bar-tailed godwit, which covers the 7,000 miles between Alaska and New Zealand in eight days of continuous flight, engage in unihemispheric sleep, blurring the line between our standard categories of sleep and wakefulness.

But while sleep is an outwardly observable physical behavior, dreaming is an invisible interior experience as mysterious as love — a mystery to which science has brought brain imaging technology to illuminate the inner landscape of the sleeping bird’s mind.

The first electroencephalogram of electrical activity in the human brain was recorded in 1924, but EEG was not applied to the study of avian sleep until the 21st century, aided by the even more nascent functional magnetic resonance imaging, developed in the 1990s. The two technologies complement each other. In recording the electrical activity of large populations of neurons near the cortical surface, EEG tracks what neurons do more directly. But fMRI. can pinpoint the location of brain activity more precisely through oxygen levels in the blood. Scientists have used these technologies together to study the firing patterns of cells during REM sleep in an effort to deduce the content of dreams.

Zebra finch by F. W. Frohawk, 1899. (Available as a print and as stationery cards, benefitting The Audubon Society)

A study of zebra finches — songbirds whose repertoire is learned, not hard-wired — mapped particular notes of melodies sung in the daytime to neurons firing in the forebrain. Then, during REM, the neurons fired in a similar order: The birds appeared to be rehearsing the songs in their dreams.

An fMRI study of pigeons found that brain regions tasked with visual processing and spatial navigation were active during REM, as were regions responsible for wing action, even though the birds were stilled with sleep: They appeared to be dreaming of flying. The amygdala — a cluster of nuclei responsible for emotional regulation — was also active during REM, hinting at dreams laced with feeling. My night heron was probably dreaming, too — the folded neck is a classic marker of atonia, the loss of muscle tone characteristic of the REM state.

But the most haunting intimation of the research on avian sleep is that without the dreams of birds, we too might be dreamless. No heron, no kiss.

The passenger pigeon by John James Audubon, 1842. (Available as a print and as stationery cards, benefitting The Audubon Society.)

There are two primary groups of living birds: the flightless Palaeognathae, including the ostrich and the kiwi, which have retained certain ancestral reptilian traits, and Neognathae, comprising all other birds. EEG studies of sleeping ostriches have found REM-like activity in the brainstem — a more ancient part of the brain — while in modern birds, as in mammals, this REM-like activity takes place primarily in the more recently developed forebrain.

Several studies of sleeping monotremes — egg-laying mammals like the platypus and the echidna, the evolutionary link between us and birds — also reveal REM-like activity in the brainstem, suggesting that this was the ancestral crucible of REM before it slowly migrated toward the forebrain.

If so, the bird brain might be where evolution designed dreams — that secret chamber adjacent to our waking consciousness where we continue to work on the problems that occupy our days. Dmitri Mendeleev, after puzzling long and hard over the arrangement of atomic weights in his waking state, arrived at his periodic table in a dream. “All the elements fell into place as required,” he recounted in his diary. “Awakening, I immediately wrote it down on a piece of paper.” Cosmologist Stephon Alexander dreamed his way to a groundbreaking insight about the role of symmetry in cosmic inflation that earned him a national award from the American Physics Society. For Einstein, the central revelation of relativity took shape in a dream of cows simultaneously jumping up and moving in wavelike motion.

Art by Tom Seidmann-Freud — Sigmund Freud’s niece — for the philosophical 1922 children’s book David the Dreamer

As with the mind, so with the body. Studies have shown that people learning new motor tasks “practice” them in sleep, then perform better while awake. This line of research has also shown how mental visualization helps athletes improve performance. Renata Adler touches on this in her novel Speedboat: “That was a dream,” she writes, “but many of the most important things, I find, are the ones learned in your sleep. Speech, tennis, music, skiing, manners, love — you try them waking and perhaps balk at the jump, and then you’re over. You’ve caught the rhythm of them once and for all, in your sleep at night.”

It may be that in REM, this gloaming between waking consciousness and the unconscious, we practice the possible into the real. It may be that the kiss in my dream was not nocturnal fantasy but, like the heron’s dreams of flying, the practice of possibility. It may be that we evolved to dream ourselves into reality — a laboratory of consciousness that began in the bird brain.

BP

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